ASIC's 'excessive' 6-year ban on financial advisor cut in half

ASIC’s ‘excessive’ 6-year ban on financial advisor cut in half

ASIC 2026-01-19 11:57 pm By Julia Kanapathippillai | Sydney

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An Administrative Review Tribunal has halved a six-year ban on a former United Global Capital financial advisor imposed by the Australian Securities and Investments Commission, calling the ban “excessive”.

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