ASIC has wasted no time in the wake of a critical report from the banking royal commission, reporting a 50 percent spike in investigations into […]
The Australian Securities and Investments Commission has appealed a ruling that two Westpac units did not provide personal financial advice as part of a campaign […]
US financial services giant State Street Global Advisers has brought legal action against Maurice Blackburn Lawyers, alleging the law firm’s plan to erect a copy […]
A judge’s decision to halt questioning about ASIC emails in a class action trial over the 2008 collapse of finance group Octaviar didn’t shut the case […]
ASIC will soon have more ammunition to go after corporate wrongdoers, after the Senate passed legislation that arms the regulator to seek harsher civil and criminal […]
Critical emails from ASIC regarding a $250 million loan facility to Octaviar Group before its 2008 collapse were not only overlooked by the Public Trustee […]
Technology solutions firm Byte Power Group has paid a $33,000 penalty for violating its continuous disclosure obligations by telling shareholders a proposed cryptocurrency exchange was […]
AMP executives are the focus of the Australian Securities and Investments Commission’s investigation of the wealth management firm’s fees for no service scandal, a court […]
Two Macquarie Private Wealth advisers have successfully appealed an order by the Australian Securities and Investments Commission that banned them for 10 years for falsifying […]
A contractor for wealth manager AMP who was arrested while trying to flee the country has pleaded guilty to stealing customer data. 28-year old Chinese […]