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Adviser banned as ASIC probes $526M investment into Shield, First Guardian
ASIC 2025-10-27 11:33 pm By Cat Fredenburgh

ASIC has secured an interim injunction against financial adviser Ferras Merhi, whose network of advisers is accused of leading thousands of clients to invest $526 million into two failed funds.

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ASIC seeks injunction against adviser linked to $520M in Shield, First Guardian investments
ASIC 2025-10-23 11:56 pm By Cindy Cameronne

ASIC wants an injunction against a financial adviser whose “honey pot” marketing allegedly led to 6,000 clients pumping over $520 million into the collapsed Shield and First Guardian funds. 

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ANZ agrees to $240M in fines for ‘widespread misconduct’
ASIC 2025-09-15 2:44 pm By Cindy Cameronne

ANZ has agreed to pay $240 million in penalties to resolve four separate cases by the corporate regulator, including a record $80 million penalty for unconscionable conduct in its dealings with the federal government. 

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$59M settlement reached in rate-rigging class action against banks
Class Actions 2025-05-08 11:30 pm By Cat Fredenburgh

A $59 million settlement has been reached in a long-running class action accusing five major banks of foreign exchange rate-rigging.

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ASIC secures winding up orders against Falcon Capital
ASIC 2025-04-15 2:54 pm By Andy Sidler

ASIC has won winding up orders against investment firm Falcon Capital and its managed investment scheme First Guardian Master Fund, after raising concerns about potential risks to investors. 

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‘So what?’ Judge says rate-rigging class action can’t impose views on registration
Class Actions 2024-02-27 9:58 pm By Cat Fredenburgh

A judge has ordered soft class closure ahead of mediation in a class action against five major banks over alleged foreign exchange rate-rigging, saying the applicant’s subjective view on what will assist mediation should not be imposed on the banks.

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‘Don’t you want to know who you’re acting for?’: Judge probes applicant in rate-rigging class action
Class Actions 2024-02-26 4:33 pm By Sam Matthews

A judge has questioned the applicant’s opposition to soft class closure in a class action accusing five major banks of rate-rigging, a measure the banks say could save “tens of millions” in legal expenses. 

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Viterra can’t dodge indemnity costs in feud over $420M Joe White sale
Appeals 2023-12-08 10:27 pm By Cindy Cameronne

Glencore-owned Viterra must pay indemnity costs to four Joe White employees it dragged into a 10-year feud with Cargill over the $420 million sale of the Joe White business, after a judge found its claims against them were “hopeless from the outset”.

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Citibank wants class closure before evidence in rate-rigging case
Competition & Consumer Protection 2023-10-23 11:43 pm By Cindy Cameronne

Citibank has argued group members should be asked to sign on to a class action accusing five major banks of entering a cartel agreement to rig foreign exchange rates before evidence is filed in the case, saying it was impossible to know how much the claims were worth. 

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Engage Marine can access ACCC docs in competition suit against TasPorts
Competition & Consumer Protection 2023-05-29 3:37 pm By Sam Matthews

A judge has largely granted a bid by port operations provider Engage Marine to obtain copies of restricted documents in the ACCC’s case against TasPorts as it mounts its own case against the government-owned body, despite noting that principles of open justice don’t dictate an “open slather” approach to documents.

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