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ASIC did nothing about Dover’s client protection policy for over a year, court told
Financial Services February 3, 2020 9:59 pm By Christine Caulfield

The Australian Securities and Investments Commission formed the view that Dover Financial’s “Orwellian” client protection policy was misleading in 2016 but did not raise its […]

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‘Loose with the truth’ broker wins High Court challenge to ASIC ban
Appeals May 15, 2019 4:32 pm By Miklos Bolza

The High Court has upheld an appeal by a mortgage broker with a history of run-ins with the law, finding that the Administrative Appeals Tribunal […]

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