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RAMS ordered to pay $20M penalty in ASIC case
Financial Services 2025-10-24 11:02 pm By Julia Kanapathippillai

Defunct Westpac home loan unit RAMS has been hit with a $20 million penalty after admitting to widespread misconduct at its franchises over a four-year period.

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ACCC won’t fight $75M Cuscal, Indue tie-up
M&A 2025-10-24 2:31 pm By Cindy Cameronne

The Australian Competition and Consumer Commission has cleared the way for ASX-listed Cuscal’s to acquire payment facilitation supplier Indue, saying it was unlikely to substantially lessen competition. 

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ASIC seeks injunction against adviser linked to $520M in Shield, First Guardian investments
ASIC 2025-10-23 11:56 pm By Cindy Cameronne

ASIC wants an injunction against a financial adviser whose “honey pot” marketing allegedly led to 6,000 clients pumping over $520 million into the collapsed Shield and First Guardian funds. 

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Another Keystone Shield spruiker cops financial adviser ban
Financial Services 2025-10-23 11:49 pm By Christine Caulfield

A second MWL Financial adviser has been banned this week by the corporate regulator as part of its probe into the costly collapse of Keystone’s failed Shield Master Fund.

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Mastercard can appeal privilege waiver ruling in ACCC’s case
Ben Hancock 2025-10-23 11:31 pm By Christine Caulfield

Mastercard can pursue an appeal of a ruling for the competition regulator requiring the credit card giant to hand over communications about its agreements with retailers, which are at the centre of a misuse of market power case.

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Westpac agrees to $20M penalty in ASIC case against RAMS
ASIC 2025-10-21 11:56 pm By Julia Kanapathippillai

A judge has raised concerns about whether an agreed-to $20 million penalty against Westpac’s defunct home loan subsidiary RAMS is enough to deter other lenders from breaking credit rules.

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Westpac employee told WFH ‘no substitute for childcare’
Employment 2025-10-21 1:26 pm By Cindy Cameronne

Westpac has lost a dispute with a part-time employee who asked to work from home to care for two young children and was told by a manager that “working from home is no substitution for childcare”.

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MWL Financial adviser banned for recommending failed Shield fund
Financial Services 2025-10-21 11:10 pm By Christine Caulfield

The corporate regulator has banned a MWL Financial adviser for eight years for recommending clients park the bulk of their superannuation into Keystone’s high-risk Shield Master Fund, which has since collapsed.

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ATO defeats bid by Brite receivers to be dragged into ASIC case
Tax 2025-10-20 11:33 pm By Cindy Cameronne

A judge has refused to join the ATO as an interested party to a case over the receivership of investment platform Brite Advisors, after the receivers worried they could be on the hook for $75.4 million in capital gains tax. 

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ASIC loses case against ex-Freedom boss, manager over sales incentives
Financial Services 2025-10-17 11:12 pm By Julia Kanapathippillai

A court has tossed the corporate regulator’s case against Freedom Insurance’s former boss and another executive, finding that a sales incentives scheme did not breach conflicted remuneration laws.

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