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Mayfair 101 loses High Court bid to appeal $30M win for ASIC
Financial Services 2023-04-21 11:15 pm By Christine Caulfield

The High Court has rejected investment group Mayfair 101’s bid to challenge a $30 million penalty following a judge’s finding that it misled investors about the risk profile of its financial products.

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Banks face ACCC scrutiny over interest rate-setting
Financial Services 2023-04-21 11:23 pm By Christine Caulfield

The competition and consumer regulator is examining how banks set interest rates on savings accounts and why they are not in line with the Reserve Bank’s cash rate increases, as part of an inquiry launched in February.

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Both sides need ‘reality check’ in NAB ‘boys club culture’ case, judge says
Employment 2023-04-19 11:36 pm By Cindy Cameronne

The National Australia Bank and its former head of repo trading both “might need a bit of a reality check” in a discovery stoush, a judge has said in a case alleging the senior employee was bullied and paid less than other workers because of her gender.

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Sargon liquidators take Diversa to court, mull insolvent trading claims against directors
Restructuring & Insolvency 2023-04-18 11:01 pm By Christine Caulfield

Liquidators of Sargon Capital are pursuing a claim for $4 million against super trustee firm Diversa and are investigating potential insolvent trading claims against the collapsed fintech’s directors.

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Goldsky director pleads guilty to dishonest conduct charges
White Collar 2023-04-17 10:50 pm By Cat Fredenburgh

The director of collapsed Kingscliff-based hedge fund Goldsky has pleaded guilty to five charges of dishonest conduct.

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Nine’s truth defence rejected in defamation case by bank boss Peter Schiff
Defamation 2023-04-14 11:27 pm By Sam Matthews

A judge has refused Nine’s bid to file a defence which he found was replete with unsupported allegations against Euro Pacific Bank boss Peter Schiff, but has given the broadcaster another chance to argue that defamatory allegations it made against Schiff in a 60 Minutes episode were true.

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Pendal dodges email production before trial in manager’s adverse action case
Employment 2023-04-14 11:18 pm By Christine Caulfield

Fund manager Pendal Group has fended off calls to produce documents two months out from trial in a case by a portfolio manager who alleges he was threatened with termination while on stress leave, and later made redundant.

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‘ASX Wolf’ trader permanently banned from carrying on unlawful financial services business
Financial Services 2023-04-13 3:20 pm By Sam Matthews

Gold Coast ‘finfluencer’ Tyson Scholz has been permanently barred from conducting a financial services business without a license, after a court found he provided illegal financial services by giving tips on his Instagram account and to customers who paid for access to his seminars and ‘Black Wolf Pit’ chat room.

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Latitude won’t pay ransom for stolen customer data
Privacy & Cybersecurity 2023-04-11 2:17 pm By Cat Fredenburgh

Latitude Financial will not pay a ransom demanded by criminals after 14 million customer records were stolen in a “malicious” cyberattack.

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Crypto exchange Binance loses Australian financial services licence
Financial Services 2023-04-06 11:25 pm By Christine Caulfield

ASIC has cancelled Binance Australia’s financial services licence at the request of the crypto exchange amid a review of the exchanges’ classification of retail clients.

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