A judge has reluctantly hit Westpac with a $1.8 million penalty after the bank admitted to unconscionable conduct when trading on the morning of a […]
A former wealth manager faces action by the corporate regulator for contempt of court after he allegedly breached a court order banning him from involvement […]
Two former directors of a Canberra property development group have lost their bid to bar ASIC from announcing their disqualification, with a tribunal finding this […]
A former company secretary of defunct mining and exploration company Continental Coal has pleaded guilty to three criminal charges, including stealing $2.2 million and forging […]
The Australian Securities and Investments Commission has handed Queensland investment firm Penta Capital a $53,280 fine for allegedly making false statements on its website, including […]
The Australian Law Reform Commission has recommended extensive reforms to the “confusing maze” that is the Corporations Act, including the creation of a standalone financial […]
Four current and former Linchpin Capital directors have been disqualified from heading up companies and hit with a combined $390,000 in penalties, after a judge […]
The Australian Securities and Investments Commission has lost its bid to pursue a disciplinary case against former Grant Thornton director Bradley Taylor over his 2018 […]
In a victory for Zurich Australia, a judge has tossed the Australian Securities and Investments Commission’s first-ever civil penalty case alleging an insurer failed to […]
A now-banned financial adviser has been hit with two charges of providing misleading information to the corporate regulator during a compulsory examination. Ex-Brisbane financial adviser […]